Transaction Monitoring & Sanctions Filtering Program
Development of risk based program consistent with best practices, including NY DFS 504 requirements.
Assistance with development, review, implementation and testing of Transaction Monitoring System and associated governance practices.
Assistance with development, review, implementation and testing of Sanctions Filtering Program and associated governance practices.
NY DFS 504 Compliance
Review, testing, and assistance with ensuring compliance with NY DFS 504 requirements.
Contact Us for help in developing or improving your Transaction Monitoring and Sanctions Filtering Program
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